We are pleased to announce that electronic delivery is now available for transactions executed in your brokerage account(s). Trade confirmations, monthly account statements, 1099 statements, proxies/prospectuses, and other account documents that are permitted to be delivered electronically are available for viewing, printing, and retrieval directly from your computer. Once you elect to receive these documents electronically, you will no longer receive them via regular mail. Apex Clearing Corporation (Apex) (your brokerage firm's clearing agent), will send you an email notifying you that a new electronic document is available for viewing.
PLEASE READ THE FOLLOWING BEFORE CONTINUING: Your brokerage firm is required to send you trade confirmations, monthly account statements, 1099 statements, proxies/prospectuses, and other account documents in writing. By selecting the e-mail notification option above, you acknowledge and agree that your brokerage firm will no longer provide you with a paper copy of these documents.
Apex will send notification regarding these documents to your e-mail address as it appears on the account. By sending this notification by e-mail, Apex will fulfill its regulatory obligation to provide written notification of these documents. The transmission of such communications by e-mail will be considered personal delivery, whether or not you actually receive it. You understand that all documents will only be transmitted online until you deliver written revocation of this agreement to your brokerage firm. Upon receipt, your brokerage firm will cancel your instructions to deliver via e-mail and will forward paper copies of the documents by regular mail to your address of record.
Trade confirmations for the execution of orders will be considered conclusive if you do not submit a written objection within two days after Apex has sent such confirmation by e-mail. Monthly account statements will be considered conclusive if you do not submit a written objection within 10 days after Apex has sent such statement by e-mail. You understand that your brokerage firm and Apex are not responsible for errors and omissions, including the accuracy of the price reported by means of an electronic trade confirmation if the order was executed at another price. Your brokerage firm and Apex agree to report the correct trade information as soon as feasible.
You may request replacement or duplicate paper trade confirmations, monthly account statements, 1099 statements, proxies/prospectuses, and other account documents that are permitted to be delivered electronically to be delivered by regular mail and you agree to pay any fees incidental to such request.
By clicking on "Accept Agreement" you agree to the terms of the above agreement pursuant to the preferences you set above, and if you have chosen electronic delivery, you agree to accept these document notifications by e-mail, view and access these documents online in your E-Docs account, provide your brokerage firm with a current e-mail address, and attest that such information is true and correct.
If your email address proves to be invalid or such transmissions are returned to us as undeliverable, your enrollment in the program will be cancelled and you will receive paper copies of these documents until you re-enroll in the program at https://www.icsdelivery.com/usclearing.
Yes. I agree to the Terms & Conditions listed above.
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